📧 Communication
surveyCommunication Details
From
Bank of America Merrill Lynch
Linked to Bank of America Merrill Lynch
To
Investors
local and regional investors
Date
November 17, 2016
Subject
Impact of DOL's fiduciary rule
Message Content
Investors were asked "Will the DOL's fiduciary rule cause meaningful changes to the brokerage industry?". 83% of investors believe it will cause significant changes.
📄 Source Document
HOUSE_OVERSIGHT_014363.jpg
ESTATE Collection
Document Summary
This document summarizes panel discussions from the 2016 Future of Financials Conference. The first section covers equity market structure, with a survey indicating 74% of investors feel it needs revamping, citing issues with liquidity and incentives. The second section discusses the Department of Labor's fiduciary rule, noting that 83% of investors expect it to cause significant changes to the brokerage industry.
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